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SEC Rule 10b-5
Results: 780

#	Item
61	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 4, 2015 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-04 12:27:49 Finance Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities regulation in the United States Securities Exchange Act Registered representative Broker-dealer General Securities Principal Exam SEC Rule 10b-5 United States securities law Financial economics Financial system
62	Insider Trading in Australia: Part 4 Summary and Recommendations Add to Reading List Source URL: crg.aic.gov.au Language: English - Date: 2009-03-10 16:48:48 Economics Insider trading Financial economics Securities regulation in the United States Insider Securities Commission of New Zealand Financial regulation Securities fraud SEC Rule 10b-5 Corruption Stock market Financial system
63	Case[removed], Document 233, [removed], [removed], Page1 of 24 UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT Thurgood Marshall U.S. Courthouse 40 Foley Square, New York, NY[removed]Telephone: [removed]MOTION INFO Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2015-02-26 18:11:30 Economics Financial regulation Financial system SEC Rule 10b-5 Insider trading U.S. Securities and Exchange Commission Securities Exchange Act SEC Rule 10b5-1 Securities regulation in the United States United States securities law Corporate crime United States Securities and Exchange Commission
64	Subject: Comments on Insider Trading Discussion Paper Submission to: Companies and Securities AdvisoryC ommittee Comments on Insider Trading Discussion Paper Add to Reading List Source URL: www.camac.gov.au Language: English - Date: 2014-11-27 20:10:44 Economics Insider trading Financial system Financial economics Insider Securities regulation in the United States SEC Rule 10b5-1 SEC Rule 10b-5 Corruption Stock market United States securities law
65	Commercial Law Association of Australia Legislative Review Task Force Submission to Corporations and Markets Advisory Committee Insider Trading Proposal Paper Add to Reading List Source URL: www.camac.gov.au Language: English - Date: 2014-11-27 20:10:45 United States securities law Economics Financial system Financial regulation SEC Rule 10b5-1 SEC Rule 10b-5 Commodity Futures Modernization Act U.S. Securities and Exchange Commission Corruption Insider trading Stock market
66	No[removed]IN THE Supreme Court of the United States ———— TIMOTHY J. MCGEE, Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2015-02-19 17:12:33 Insider trading Fiduciary McGee SEC Rule 10b5-1 Law SEC Rule 10b-5 United States securities law
67	The ELIV Group, LLC and Scott Valente Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-03 15:14:40 U.S. Securities and Exchange Commission Federal Rules of Civil Procedure Plaintiff SEC Rule 10b-5 Law Financial regulation Government United States securities law 76th United States Congress Investment Advisers Act
68	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]February 13, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-13 15:33:16 Financial regulation New Deal Securities Act Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act SEC Rule 10b-5 United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
69	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 19, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-19 17:31:51 Financial regulation Corporate crime U.S. Securities and Exchange Commission Securities Act SEC Rule 10b-5 Securities Exchange Act United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
70	No[removed]In the Supreme Court of the United States TIMOTHY MCGEE, PETITIONER v. UNITED STATES OF AMERICA Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2015-02-19 17:18:17 Financial system Economics Chiarella v. United States Securities regulation in the United States Financial economics Securities Exchange Act SEC Rule 10b5-1 United States securities law SEC Rule 10b-5 Insider trading

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